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AIGP Artificial Intelligence Governance Professional Questions and Answers

Questions 4

Which of the following Al uses is best described as human-centric?

Options:

A.

Pattern recognition algorithms are used to improve the accuracy of weather predictions, which benefits many industries and everyday life.

B.

Autonomous robots are used to move products within a warehouse, allowing human workers to reduce physical strain and alleviate monotony.

C.

Machine learning is used for demand forecasting and inventory management, ensuring that consumers can find products they want when they want them.

D.

Virtual assistants are used adapt educational content and teaching methods to individuals, offering personalized recommendations based on ability and needs.

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Questions 5

Scenario:

A U.S.-based AI governance professional is evaluating resources from the National Institute of Standards and Technology (NIST) to guide the organization’s AI risk assessment strategy. They are particularly interested in programs focused on assessing AI-specific impacts.

The main purpose of NIST’sAssessing Risks and Impacts of AI (ARIA)program is to:

Options:

A.

Provide a suite of resources to manage risks

B.

Pilot new standards for AI red-teaming

C.

Promote interoperability across AI systems

D.

Offer a regulatory sandbox for risk reporting

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Questions 6

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network ' s existing data and de-identified data that is licensed from a large US clinical research partner.

In the design phase, which of the following steps is most important in gathering the data from the clinical research partner?

Options:

A.

Perform a privacy impact assessment.

B.

Combine only anonymized data.

C.

Segregate the data sets.

D.

Review the terms of use.

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Questions 7

After initially deploying a third-party AI model, you learn the developer has released a new version.

As deployer of this third-party model, what should you do?

Options:

A.

Audit the model.

B.

Retrain the model.

C.

Seek input from data scientists.

D.

Communicate necessary updates to your users.

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Questions 8

A company deploys an AI model for fraud detection in online transactions. During its operation, the model begins to exhibit high rates of false positives, flagging legitimate transactions as fraudulent.

Which is the best step the company should take to address this development?

Options:

A.

Dedicate more resources to monitor the model.

B.

Maintain records of all false positives.

C.

Deactivate the model until an assessment is made.

D.

Conduct training for customer service teams to handle flagged transactions.

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Questions 9

CASE STUDY

A global marketing agency is adapting a large language model ( " LLM " ) to generate content for an upcoming marketing campaign for a client ' s new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.

The marketing agency is accessing the LLM through an application programming interface ( " API " ) developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.

The marketing company has:

•           Entered into a contract with the technology company with suitable representations and warranties.

•           Completed an impact assessment on the LLM for this intended use.

•           Built technical guidance on how to measure and mitigate bias in the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Followed applicable regulatory requirements.

•           Created specific legal statements and disclosures regarding the use of the Al on its client ' s advertising.

The technology company has:

•           Provided guidance and resources to developers to address environmental concerns.

•           Build technical guidance on how to measure and mitigate bias in the LLM.

•           Provided tools and resources to measure bias specific to the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Mapped and mitigated potential societal harms and large-scale impacts.

•           Followed applicable regulatory requirements and industry standards.

•           Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.

The technology company has also addressed environmental concerns and societal harms.

Which of the following results would be considered biased outputs from this AI system EXCEPT?

Options:

A.

The generated ads are sent to construction companies, not individual workers

B.

The content generated for minority construction workers is insufficient

C.

The images of female workers are hyper-sexualized

D.

The advertising text generated for female audiences focuses on color and style

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Questions 10

You are an engineer that developed an Al-based ad recommendation tool.

Which of the following should be monitored to evaluate the tool’s effectiveness?

Options:

A.

Output data, assess the delta between the prediction and actual ad clicks.

B.

Algorithmic patterns, to show the model has a high degree of accuracy.

C.

Input data, to ensure the ads are reaching the target audience.

D.

GPU performance, to evaluate the tool ' s robustness.

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Questions 11

CASE STUDY

Please use the following answer the next question:

ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.

ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model (“LLM”). In particular, ABC intends to use its historical customer data—including applications, policies, and claims—and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed tA. human underwriter for final review.

ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women ' s loan applications due primarily to women historically receiving lower salaries than men.

Each of the following steps would support fairness testing by the compliance team during the first month in production EXCEPT?

Options:

A.

Validating a similar level of decision-making across different demographic groups.

B.

Providing the loan applicants with information about the model capabilities and limitations.

C.

Identifying if additional training data should be collected for specific demographic groups.

D.

Using tools to help understand factors that may account for differences in decision-making.

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Questions 12

CASE STUDY

Please use the following to answer the next question:

You have recently assumed the role of AI Governance leader for a California-based medical technology company. The organization primarily serves hospitals and has recently expanded to include walk-in clinics located within local pharmacies.

The company ' s core business focuses on diagnostic assistance powered by a large language model LLM and back-office process optimization using Agentic AI, including chatbots, medical record request handling, scheduling and billing.

In preparation for its next round of funding, the board has asked you to prepare an AI Risk report to demonstrate to investors how the company is addressing AI-related risks. In preparing the report you learn that last year the company generated 30 million dollars in gross revenue across the US, EU, India, and South Korea and that vendors are engaged for various activities, including model testing and providing third-party AI solutions for chatbots.

Which of the following responses is least likely to meet mandatory transparency requirements in any of the applicable laws?

Options:

A.

A model card provided to healthcare providers.

B.

A pop-up message that alerts patients when they are interacting with a chatbot.

C.

A link to the company ' s AI policy and AI code of conduct clearly placed on the company ' s website.

D.

A label at the bottom of patient summaries that indicates an AI tool assisted in generating the summary.

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Questions 13

A company initially intended to use a large data set containing personal information to train an Al model. After consideration, the company determined that it can derive enough value from the data set without any personal information and permanently obfuscated all personal data elements before training the model.

This is an example of applying which privacy-enhancing technique (PET)?

Options:

A.

Anonymization.

B.

Pseudonymization.

C.

Differential privacy.

D.

Federated learning.

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Questions 14

A U.S. mortgage company developed an Al platform that was trained using anonymized details from mortgage applications, including the applicant’s education, employment and demographic information, as well as from subsequent payment or default information. The Al platform will be used automatically grant or deny new mortgage applications, depending on whether the platform views an applicant as presenting a likely risk of default.

Which of the following laws is NOT relevant to this use case?

Options:

A.

Fair Housing Act.

B.

Fair Credit Reporting Act.

C.

Equal Credit Opportunity Act.

D.

Title VII of the Civil Rights Act of 1964.

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Questions 15

CASE STUDY

A company is considering the procurement of an AI system designed to enhance the security of IT infrastructure. The AI system analyzes how users type on their laptops, including typing speed, rhythm and pressure, to create a unique user profile. This data is then used to authenticate users and ensure that only authorized personnel can access sensitive resources.

The data processed by the AI system would be classified as:

Options:

A.

Non-sensitive personal data, since it does not reveal information about health, gender or race

B.

Organizational data, since it is part of the authentication process

C.

Non-personal data, as long as it is not linked to a user ID

D.

Special category data, if it can be used to uniquely identify a person

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Questions 16

A US company has developed an Al system, Crime Buster 9619, that collects information about incarcerated individuals to help parole boards predict whether someone is likely to commit another crime if released from prison.

When considering expanding to the EU market, this type of technology would?

Options:

A.

Require the company to register the tool with the EU database.

B.

Be subject approval by the relevant EU authority.

C.

Require a detailed conformity assessment.

D.

Be banned under the EU Al Act.

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Questions 17

An EU bank intends to launch a multi-modal Al platform for customer engagement and automated decision-making assist with the opening of bank accounts. The platform has been subject to thorough risk assessments and testing, where it proves to be effective in not discriminating against any individual on the basis of a protected class.

What additional obligations must the bank fulfill prior to deployment?

Options:

A.

The bank must obtain explicit consent from users under the privacy Directive.

B.

The bank must disclose how the Al system works under the Ell Digital Services Act.

C.

The bank must subject the Al system an adequacy decision and publish its appropriate safeguards.

D.

The bank must disclose the use of the Al system and implement suitable measures for users to contest automated decision-making.

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Questions 18

Scenario:

An organization wants to leverage its existing compliance structures to identify AI-specific risks as part of an ongoing data governance audit.

Which of the following compliance-related controls within an organization ismost easily adaptedto identify AI risks?

Options:

A.

Privacy training

B.

Penetration testing

C.

Transfer risk assessments

D.

Privacy impact assessments

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Questions 19

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system ' s accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, whichincludes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

What is the best reason the police department should continue to perform investigations even if the Al system scores an individual ' s likelihood of criminal activity at or above 90%?

Options:

A.

Because the department did not perform an impact assessment for this intended use.

B.

Because Al systems that affect fundamental civil rights should not be fully automated.

C.

Because investigations may identify additional individuals involved in the crime.

D.

Because investigations may uncover information relevant to sentencing.

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Questions 20

A leading software development company wants to integrate AI-powered chatbots into their customer service platform. After researching various AI models in the market which have been developed by third-party developers, they ' re considering two options:

Option A - an open-source language model trained on a vast corpus of text data and capable of being trained to respond to natural language inputs.

Option B - a proprietary, generative AI model pre-trained on large data sets, which uses transformer-based architectures to generate human-like responses based on multimodal user input.

Option A would be the best choice for the company because?

Options:

A.

It is less expensive to run

B.

It may be better suited for applications requiring customization.

C.

It can handle voice commands and is more suitable for phone-based customer support.

D.

It is built for large-scale, complex dialogues and would be more effective in handling high-volume customer inquiries.

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Questions 21

Why is it important that conformity requirements are satisfied before an AI system is released into production?

Options:

A.

To ensure the visual design is fit for purpose.

B.

To ensure the AI system is easy for end-users to operate.

C.

To guarantee interoperability of the AI system across multiple platforms and environments.

D.

To comply with legal and regulatory standards, ensuring the AI system is safe and trustworthy.

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Questions 22

What is the best reason for a company adopt a policy that prohibits the use of generative Al?

Options:

A.

Avoid using technology that cannot be monetized.

B.

Avoid needing to identify and hire qualified resources.

C.

Avoid the time necessary to train employees on acceptable use.

D.

Avoid accidental disclosure to its confidential and proprietary information.

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Questions 23

CASE STUDY

A global marketing agency is adapting a large language model ( " LLM " ) to generate content for an upcoming marketing campaign for a client ' s new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.

The marketing agency is accessing the LLM through an application programming interface ( " API " )developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.

The marketing company has:

•           Entered into a contract with the technology company with suitable representations and warranties.

•           Completed an impact assessment on the LLM for this intended use.

•           Built technical guidance on how to measure and mitigate bias in the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Followed applicable regulatory requirements.

•           Created specific legal statements and disclosures regarding the use of the Al on its client ' s advertising.

The technology company has:

•           Provided guidance and resources to developers to address environmental concerns.

•           Build technical guidance on how to measure and mitigate bias in the LLM.

•           Provided tools and resources to measure bias specific to the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Mapped and mitigated potential societal harms and large-scale impacts.

•           Followed applicable regulatory requirements and industry standards.

•           Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.

The agency has taken governance actions such as:

    Conducting an impact assessment

    Providing legal disclosures

    Enabling bias mitigation and explainability

    Complying with regulatory requirements

Which of the following should be included in the marketing company’s disclosures about the use of the LLM EXCEPT?

Options:

A.

Intended purpose

B.

Proprietary methods

C.

Compliance with law

D.

Acknowledgement of limitations

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Questions 24

Your organization is searching for a new way to help accurately forecast sales predictions by various types of customers.

Which of the following is the best type of model to choose if your organization wants to customize the model and avoid lock-in?

Options:

A.

A free large language model.

B.

A classic machine learning model.

C.

A proprietary generative AI model.

D.

A subscription-based, multimodal model.

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Questions 25

An AI system ' s function, the industry and the location in which it operates are important factors in considering which of the following?

Options:

A.

Organizational accountability.

B.

Internal governance needs.

C.

Diversity of data sources.

D.

Explainability of results.

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Questions 26

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

What is the best reason for GVC to offer students the choice to utilize generative Al in limited, defined circumstances?

Options:

A.

To enable students to learn how to manage their time.

B.

To enable students to learn about performing research.

C.

To enable students to learn about practical applications of Al.

D.

To enable students to learn how to use Al as a supportive educational tool.

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Questions 27

During the development of semi-autonomous vehicles, various failures occurred as a result of the sensors misinterpreting environmental surroundings, such as sunlight.

These failures are an example of?

Options:

A.

Hallucination.

B.

Brittleness.

C.

Uncertainty.

D.

Forgetting.

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Questions 28

Scenario:

A company is using different types of AI systems to enhance consumer engagement. These include chatbots, recommendation engines, and automated content generation tools.

Which of the following situations would beleast likelyto raise concerns under existing consumer protection laws?

Options:

A.

An AI algorithm being used in a credit decision-making process by a financial institution

B.

An AI customer service system claiming that it is as accurate as a human support agent

C.

An AI tool using scraped digital content to generate news summaries on a publishing website

D.

An online platform offering recommendations to its users by displaying user-specific content and targeted advertisements

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Questions 29

You are part of your organization’s ML engineering team and notice that the accuracy of a model that was recently deployed into production is deteriorating.

What is the best first step address this?

Options:

A.

Replace the model with a previous version.

B.

Conduct champion/challenger testing.

C.

Perform an audit of the model.

D.

Run red-teaming exercises.

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Questions 30

To maintain fairness in a deployed system, it is most important to?

Options:

A.

Protect against loss of personal data in the model.

B.

Monitor for data drift that may affect performance and accuracy.

C.

Detect anomalies outside established metrics that require new training data.

D.

Optimize computational resources and data to ensure efficiency and scalability.

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Questions 31

What is most likely the first action that a developer takes to map, plan and scope an AI project?

Options:

A.

Define the business case and perform a cost benefit analysis answering the question of why AI

B.

Use a test, evaluation, verification, validation TEVV process

C.

Perform an algorithmic impact assessment leveraging PIAs

D.

Determine feasibility and optionality of redress

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Questions 32

Which of the following most encourages accountability over Al systems?

Options:

A.

Determining the business objective and success criteria for the Al project.

B.

Performing due diligence on third-party Al training and testing data.

C.

Defining the roles and responsibilities of Al stakeholders.

D.

Understanding Al legal and regulatory requirements.

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Questions 33

Why is it important that conformity requirements are satisfied before an AI system is released into production?

Options:

A.

To ensure the visual design is fit-for-purpose.

B.

To ensure the AI system is easy for end-users to operate.

C.

To guarantee interoperability of the AI system across multiple platforms and environments.

D.

To comply with legal and regulatory standards, ensuring the AI system is safe and trustworthy.

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Questions 34

Which of the following are subjects covered by a typical impact assessment?

Options:

A.

Third-party risk, model risk and legal risk.

B.

Datasets, behavior and tooling.

C.

Toxicity, accuracy and development.

D.

Fundamental rights, data protection and safety.

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Questions 35

The best method to ensure a comprehensive identification of risks for a new AI model is?

Options:

A.

An environmental scan.

B.

Red teaming.

C.

Integration testing.

D.

An impact assessment.

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Questions 36

Scenario:

A distributor operating in the EU is responsible for selling imported high-risk AI systems to businesses. The distributor wants to ensure they fulfill all applicable obligations under the EU AI Act.

All of the following are obligations of a distributor of high-risk AI systems under the EU AI Act EXCEPT?

Options:

A.

Corrective actions

B.

Verification of CE marking

C.

Registration in EU Database

D.

Communication with national authorities

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Questions 37

Under the Canadian Artificial Intelligence and Data Act, when must the Minister of Innovation, Science and Industry be notified about a high-impact Al system?

Options:

A.

When use of the system causes or is likely to cause material harm.

B.

When the algorithmic impact assessment has been completed.

C.

Upon release of a new version of the system.

D.

Upon initial deployment of the system.

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Questions 38

Random forest algorithms are in what type of machine learning model?

Options:

A.

Symbolic.

B.

Generative.

C.

Discriminative.

D.

Natural language processing.

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Questions 39

A shipping service based in the US is looking to expand its operations into the EU. It utilizes an in-house developed multimodal AI model that analyzes all personal data collected from shipping senders and recipients, and optimizes shipping routes and schedules based on this data.

As they expand into the EU, all of the following descriptions should be included in the technical documentation for their AI model EXCEPT?

Options:

A.

A general description of the AI system.

B.

A description of the prioritization of the risks of deployment of the AI system.

C.

A description of the appropriateness of the performance metrics for the specific AI system.

D.

A detailed description of the elements of the AI system and of the process for its development.

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Questions 40

CASE STUDY

A premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company ' s product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.

It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.

To address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.

The organization has a large procurement team that is responsible for the contracting of technology solutions. One of the procurement team ' s goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company deploy technology solutions into the organization’s operations in a responsible, cost-effective manner.

The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.

 

All of the following are potential negative consequences created by using the AI tool to help make hiring decisions EXCEPT?

Options:

A.

Automation bias

B.

Candidate quality

C.

Privacy violations

D.

Disparate impacts

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Questions 41

Which of the following is NOT required to be included in an AI impact assessment for a narrow AI use case?

Options:

A.

The AI model ' s potential impact on privacy rights.

B.

The data sources used for training the AI model.

C.

The potential bias in the outputs of the AI model.

D.

The AI model ' s energy consumption during processing.

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Questions 42

Testing data is defined as a subset of data that is used to?

Options:

A.

Assess a model ' s on-going performance in production.

B.

Enable a model to discover and learn patterns.

C.

Provide a robust evaluation of a final model.

D.

Evaluate a model’s handling of randomized edge cases.

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Questions 43

The processes and methods that allow human users to understand and trust the outputs produced by AI are important in addressing which key regulatory concern?

Options:

A.

Interpretable AI

B.

Trustworthy AI

C.

Explainable AI

D.

Responsible AI

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Questions 44

Scenario:

An organization is planning to deploy a new internal application that uses AI to make automated decisions about individuals. This application will process personal information and may affect individuals’ access to certain benefits or opportunities.

Which of the following documents must be updated to ensure transparency?

Options:

A.

The organization ' s website privacy notice

B.

The organization ' s acceptable use policy

C.

The organization ' s privacy policy

D.

The user privacy notice

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Questions 45

What is the most important reason to document the results of AI testing?

Options:

A.

To support post-deployment maintenance.

B.

To identify areas for red-teaming focus.

C.

To create a verifiable audit trail.

D.

To limit the need for future testing cycles.

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Questions 46

According to November 2023 White House Executive Order, which of the following best describes the guidance given to governmental agencies on the use of generative Al as a workplace tool?

Options:

A.

Limit access to specific uses of generative Al.

B.

Impose a general ban on the use of generative Al.

C.

Limit access of generative Al to engineers and developers.

D.

Impose a ban on the use of generative Al in agencies that protect national security.

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Questions 47

CASE STUDY

Please use the following to answer the next question:

A mid-size US healthcare network has decided to develop an AI solution to detect a type of cancer that is most likely to arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records to a radiologist for secondary review pursuant to agreed-upon criteria such as a confidence score below a threshold.

To date, the healthcare network has:

Defined its AI ethical principles

Conducted discovery to identify the intended uses and success criteria for the system

Established an AI risk committee

Assembled a cross-functional team with clear roles and responsibilities

Created policies and procedures to document standards, workflows, timelines and risk thresholds during the project

The healthcare network intends to retain a cloud provider to host the solution. It also intends to retain a large consulting firm to supplement its small data science team and help develop the algorithm using the healthcare network ' s existing data and de-identified data that is licensed from a large US clinical research partner.

Which of the following steps can best mitigate the possibility of discrimination prior to training and testing the AI solution?

Options:

A.

Procure more data from clinical research partners.

B.

Engage a third party to perform an audit.

C.

Perform an impact assessment.

D.

Create a bias bounty program.

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Questions 48

A Canadian company is developing an Al solution to evaluate candidates in the course of job interviews.

Before offering the Al solution in the EU market, the company must take all of the following steps EXCEPT?

Options:

A.

Register the Al solution in a public EU database.

B.

Establish a risk and quality management system.

C.

Engage a third-party auditor to perform a bias audit.

D.

Draw up technical documentation and instructions for use.

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Questions 49

An artist has been using an Al tool to create digital art and would like to ensure that it has copyright protection in the United States.

Which of the following is most likely to enable the artist to receive copyright protection?

Options:

A.

Ensure the tool was trained using publicly available content.

B.

Obtain a representation from the Al provider on how the tool works.

C.

Provide a log of the prompts the artist used to generate the images.

D.

Update the images in a creative way to demonstrate that it is the artist ' s.

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Questions 50

Scenario:

An organization is developing a powerful general-purpose AI (GPAI) model that has systemic impact. The compliance team is assessing what legal obligations apply under the EU AI Act.

Under the EU AI Act, which of the following compliance actions appliesonly to General Purpose AI models with systemic risk?

Options:

A.

Publishing a detailed summary of the data used to train the model

B.

Maintaining up-to-date technical documentation, including testing details

C.

Implementing an intellectual property policy to comply with EU copyright laws

D.

Making information available to downstream providers who integrate the model into their AI systems

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Questions 51

Which of the following is an example of a high-risk application under the EU Al Act?

Options:

A.

A resume scanning tool that ranks applicants.

B.

An Al-enabled inventory management tool.

C.

A government-run social scoring tool.

D.

A customer service chatbot tool.

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Questions 52

What is the technique to remove the effects of improperly used data from an ML system?

Options:

A.

Data cleansing.

B.

Model inversion.

C.

Data de-duplication.

D.

Model disgorgement.

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Questions 53

The best practice to manage third-party risk associated with AI systems is to create and implement policies that?

Options:

A.

Focus on the financial stability of third-party vendors as the primary criterion for risk assessment.

B.

Provide for an appropriate level of due diligence and ongoing monitoring based on the defined risk.

C.

Require third-party AI systems to undergo a comprehensive audit by an external cybersecurity firm every six months.

D.

Focus on the technical aspects of AI systems, such as data security, while ethical risks are addressed through suitable contracts.

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Questions 54

CASE STUDY

A global marketing agency is adapting a large language model ( " LLM " ) to generate content for an upcoming marketing campaign for a client ' s new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.

The marketing agency is accessing the LLM through an application programming interface ( " API " ) developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.

The marketing company has:

•           Entered into a contract with the technology company with suitable representations and warranties.

•           Completed an impact assessment on the LLM for this intended use.

•           Built technical guidance on how to measure and mitigate bias in the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Followed applicable regulatory requirements.

•           Created specific legal statements and disclosures regarding the use of the Al on its client ' s advertising.

The technology company has:

•           Provided guidance and resources to developers to address environmental concerns.

•           Build technical guidance on how to measure and mitigate bias in the LLM.

•           Provided tools and resources to measure bias specific to the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Mapped and mitigated potential societal harms and large-scale impacts.

•           Followed applicable regulatory requirements and industry standards.

•           Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.

 

Which stakeholder is responsible for the lawful collection of data used to train the foundational AI model?

Options:

A.

The marketing agency

B.

The tech company

C.

The data aggregator

D.

The marketing agency’s client

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Questions 55

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network ' s existing data and de-identified data that is licensed from a large US clinical research partner.

The most significant risk from combining the healthcare network’s existing data with the clinical research partner data is?

Options:

A.

Privacy risk.

B.

Security risk.

C.

Operational risk.

D.

Reputational risk.

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Questions 56

All of the following are reasons to deploy a challenger Al model in addition a champion Al model EXCEPT to?

Options:

A.

Provide a framework to consider alternatives to the champion model.

B.

Automate real-time monitoring of the champion model.

C.

Perform testing on the champion model.

D.

Retrain the champion model.

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Questions 57

What is the most significant risk of deploying an AI model that can create realistic images and videos?

Options:

A.

Copyright infringement.

B.

Security breaches.

C.

Downstream harms.

D.

Output cannot be protected.

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Questions 58

Scenario:

An organization is building a compliance program to ensure responsible AI deployment. It aims to align operations with AI risk frameworks and mitigate legal, ethical, and operational risks, while still promoting innovation.

Which of the following would be theleast likelystep for an organization to take when designing an integrated compliance strategy for responsible AI?

Options:

A.

Meeting with and obtaining approval from senior management

B.

Launching a survey to understand the concerns and interests of potentially impacted stakeholders

C.

Consulting experts to consider the ethical principles underpinning the use of AI within the organization

D.

Employing a new software platform to modernize existing compliance processes across the organization

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Exam Code: AIGP
Exam Name: Artificial Intelligence Governance Professional
Last Update: May 22, 2026
Questions: 194

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