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  5. Securities Operations Foundation Qualification (SOFQ) Questions and Answers

SOFQ Securities Operations Foundation Qualification (SOFQ) Questions and Answers

Questions 4

The price of a bond trade which excludes accrued interest is known as:

Options:

A.

A dirty price

B.

A fresh price

C.

A clean price

D.

A cloudy price

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Questions 5

Within internal books and records, the recording of the trading book on a securities trade facilitates:

Options:

A.

Reconciliation of settled positions, per trading book and per security - between the trading department and operations

B.

Reconciliation of settled positions, per trading book and per security - between operations and the firm's custodian

C.

Reconciliation of trading positions, per trading book and per security - between the firm's counterparty and the firm's custodian

D.

Reconciliation of trading positions, per trading book and per security - between the trading department and operations

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Questions 6

The term 'SSI' stands for:

Options:

A.

Standing Settlement Instruction

B.

Standard Securities Instruction

C.

Settlement Standard Instruction

D.

Securities Standing Instruction

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Questions 7

The number of days of accrued interest, and the cash value of accrued interest - on a trade of USD 45,000,000 World Bank 4.37% Bonds 1st December 2032, paying interest semi-annually on 1st December and Ist June, trade date 22~d October, value date 25tl October, is:

Options:

A.

144 days and USD 786,600.00

B.

174 days and USD 950,475.00

C.

141 days and USD 770,212.50

D.

171 days and USD 934,087-50

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Exam Code: SOFQ
Exam Name: Securities Operations Foundation Qualification (SOFQ)
Last Update: May 2, 2024
Questions: 50

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